Full Text Available

Note: Clicking the button above will open the full text document at the original institutional repository in a new window.

Data to information to text summaries of financial data

The field of auditing is becoming increasingly dependent on information technology as auditors are forced to follow the increasingly complex information processing of their clients. There exists a need for a system that can convert vast quantities of data generated by existing systems and data analy...

Full description

Saved in:
Bibliographic Details
Main Author: Kyle, Cameron
Other Authors: Keet, Maria
Format: Thesis
Language:English
Published: Department of Computer Science 2019
Subjects:
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1867613204806369280
access_status_str Open Access
author Kyle, Cameron
author2 Keet, Maria
author_browse Keet, Maria
Kyle, Cameron
author_facet Keet, Maria
Kyle, Cameron
author_sort Kyle, Cameron
collection Thesis
description The field of auditing is becoming increasingly dependent on information technology as auditors are forced to follow the increasingly complex information processing of their clients. There exists a need for a system that can convert vast quantities of data generated by existing systems and data analytics techniques, into usable information and then into a format that is easy for someone not trained in data analytics to understand. This is possible through Natural Language Generation (NLG). The field of auditing has not previously been applied to this pipeline. This research looks at the auditing of Investment Fund Management, of which a specific procedure is the comparison of two time series (one of the fund being tested and another of the benchmark it is supposed to follow) to identify potential misstatements in the investment fund. We solve this problem through a combination of incremental innovations on existing techniques in the text planning stage as well as pre-NLG processing steps, with effective leveraging of accepted sentence planning and realisation techniques. Additionally, fuzzy logic is used to provide a more human decision system. This allows the system to transform data into information and then into text. This has been evaluated by experts and achieved positive results with regard to audit impact, readability and understandability, while falling slight short of the stated accuracy targets. These preliminary results are positive in general and are therefore encouraging for further development.
format Thesis
id oai:open.uct.ac.za:11427/29643
institution University of Cape Town (South Africa)
language eng
last_indexed 2026-06-10T12:32:26.116Z
license_str Not specified — see source repository
provenance_str_mv Harvested via OAI-PMH from UCTD — University of Cape Town Open Access Repository
publishDate 2019
publishDateRange 2019
publishDateSort 2019
publisher Department of Computer Science
publisherStr Department of Computer Science
record_format dspace
source_str UCTD — University of Cape Town Open Access Repository
spelling oai:open.uct.ac.za:11427/29643 Data to information to text summaries of financial data Kyle, Cameron Keet, Maria Computer Science The field of auditing is becoming increasingly dependent on information technology as auditors are forced to follow the increasingly complex information processing of their clients. There exists a need for a system that can convert vast quantities of data generated by existing systems and data analytics techniques, into usable information and then into a format that is easy for someone not trained in data analytics to understand. This is possible through Natural Language Generation (NLG). The field of auditing has not previously been applied to this pipeline. This research looks at the auditing of Investment Fund Management, of which a specific procedure is the comparison of two time series (one of the fund being tested and another of the benchmark it is supposed to follow) to identify potential misstatements in the investment fund. We solve this problem through a combination of incremental innovations on existing techniques in the text planning stage as well as pre-NLG processing steps, with effective leveraging of accepted sentence planning and realisation techniques. Additionally, fuzzy logic is used to provide a more human decision system. This allows the system to transform data into information and then into text. This has been evaluated by experts and achieved positive results with regard to audit impact, readability and understandability, while falling slight short of the stated accuracy targets. These preliminary results are positive in general and are therefore encouraging for further development. 2019-02-18T11:37:21Z 2019-02-18T11:37:21Z 2018 2019-02-13T11:51:48Z Master Thesis Masters MSc http://hdl.handle.net/11427/29643 eng application/pdf Department of Computer Science Faculty of Science University of Cape Town
spellingShingle Computer Science
Kyle, Cameron
Data to information to text summaries of financial data
thesis_degree_str Master's
title Data to information to text summaries of financial data
title_full Data to information to text summaries of financial data
title_fullStr Data to information to text summaries of financial data
title_full_unstemmed Data to information to text summaries of financial data
title_short Data to information to text summaries of financial data
title_sort data to information to text summaries of financial data
topic Computer Science
url http://hdl.handle.net/11427/29643
work_keys_str_mv AT kylecameron datatoinformationtotextsummariesoffinancialdata