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Fault diagnosis in multivariate statistical process monitoring

The application of multivariate statistical process monitoring (MSPM) methods has gained considerable momentum over the last couple of decades, especially in the processing industry for achieving higher throughput at sustainable rates, reducing safety related events and minimizing potential environm...

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Main Author: Mostert, Andre George
Other Authors: Lubbe, S
Format: Thesis
Language:English
Published: Department of Statistical Sciences 2022
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access_status_str Open Access
author Mostert, Andre George
author2 Lubbe, S
author_browse Lubbe, S
Mostert, Andre George
author_facet Lubbe, S
Mostert, Andre George
author_sort Mostert, Andre George
collection Thesis
description The application of multivariate statistical process monitoring (MSPM) methods has gained considerable momentum over the last couple of decades, especially in the processing industry for achieving higher throughput at sustainable rates, reducing safety related events and minimizing potential environmental impacts. Multivariate process deviations occur when the relationships amongst many process characteristics are different from the expected. The fault detection ability of methods such as principal component analysis (PCA) and process monitoring has been reported in literature and demonstrated in selective practical applications. However, the methodologies employed to diagnose the reason for the identified multivariate process faults have not gained the anticipated traction in practice. One explanation for this might be that the current diagnostic approaches attempt to rank process variables according to their individual contribution to process faults. However, the lack of these approaches to correctly identify the variables responsible for the process deviation is well researched and communicated in literature. Specifically, these approaches suffer from a phenomenon known as fault smearing. In this research it is argued, using several illustrations, that the objective of assigning individual importance rankings to process variables is not appropriate in a multivariate setting. A new methodology is introduced for performing fault diagnosis in multivariate process monitoring. More specifically, a multivariate diagnostic method is proposed that ranks variable pairs as opposed to individual variables. For PCA based MSPM, a novel fault diagnosis method is developed that decomposes the fault identification statistics into a sum of parts, with each part representing the contribution of a specific variable pair. An approach is also developed to quantify the statistical significance of each pairwise contribution. In addition, it is illustrated how the pairwise contributions can be analysed further to obtain an individual importance ranking of the process variables. Two methodologies are developed that can be applied to calculate the individual ranking following the pairwise contributions analysis. However, it is advised that the individual rankings should be interpreted together with the pairwise contributions. The application of this new approach to PCA based MSPM and fault diagnosis is illustrated using a simulated data set.
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institution University of Cape Town (South Africa)
language eng
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license_str Not specified — see source repository
provenance_str_mv Harvested via OAI-PMH from UCTD — University of Cape Town Open Access Repository
publishDate 2022
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spelling oai:open.uct.ac.za:11427/35919 Fault diagnosis in multivariate statistical process monitoring Mostert, Andre George Lubbe, S Coetzer, R L J Statistical Sciences The application of multivariate statistical process monitoring (MSPM) methods has gained considerable momentum over the last couple of decades, especially in the processing industry for achieving higher throughput at sustainable rates, reducing safety related events and minimizing potential environmental impacts. Multivariate process deviations occur when the relationships amongst many process characteristics are different from the expected. The fault detection ability of methods such as principal component analysis (PCA) and process monitoring has been reported in literature and demonstrated in selective practical applications. However, the methodologies employed to diagnose the reason for the identified multivariate process faults have not gained the anticipated traction in practice. One explanation for this might be that the current diagnostic approaches attempt to rank process variables according to their individual contribution to process faults. However, the lack of these approaches to correctly identify the variables responsible for the process deviation is well researched and communicated in literature. Specifically, these approaches suffer from a phenomenon known as fault smearing. In this research it is argued, using several illustrations, that the objective of assigning individual importance rankings to process variables is not appropriate in a multivariate setting. A new methodology is introduced for performing fault diagnosis in multivariate process monitoring. More specifically, a multivariate diagnostic method is proposed that ranks variable pairs as opposed to individual variables. For PCA based MSPM, a novel fault diagnosis method is developed that decomposes the fault identification statistics into a sum of parts, with each part representing the contribution of a specific variable pair. An approach is also developed to quantify the statistical significance of each pairwise contribution. In addition, it is illustrated how the pairwise contributions can be analysed further to obtain an individual importance ranking of the process variables. Two methodologies are developed that can be applied to calculate the individual ranking following the pairwise contributions analysis. However, it is advised that the individual rankings should be interpreted together with the pairwise contributions. The application of this new approach to PCA based MSPM and fault diagnosis is illustrated using a simulated data set. 2022-03-04T13:36:57Z 2022-03-04T13:36:57Z 2021 2022-03-04T13:35:28Z Doctoral Thesis Doctoral PhD http://hdl.handle.net/11427/35919 eng application/pdf Department of Statistical Sciences Faculty of Science
spellingShingle Statistical Sciences
Mostert, Andre George
Fault diagnosis in multivariate statistical process monitoring
thesis_degree_str Doctoral
title Fault diagnosis in multivariate statistical process monitoring
title_full Fault diagnosis in multivariate statistical process monitoring
title_fullStr Fault diagnosis in multivariate statistical process monitoring
title_full_unstemmed Fault diagnosis in multivariate statistical process monitoring
title_short Fault diagnosis in multivariate statistical process monitoring
title_sort fault diagnosis in multivariate statistical process monitoring
topic Statistical Sciences
url http://hdl.handle.net/11427/35919
work_keys_str_mv AT mostertandregeorge faultdiagnosisinmultivariatestatisticalprocessmonitoring