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Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading.

Mini Dissertation (LLM)--University of Pretoria, 2018.

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Other Authors: Botha, Monray Marsellus
Format: Thesis
Language:English
Published: University of Pretoria 2019
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access_status_str Open Access
author2 Botha, Monray Marsellus
author_browse Botha, Monray Marsellus
author_facet Botha, Monray Marsellus
collection Thesis
dc_rights_str_mv © 2019 University of Pretoria. All rights reserved. The copyright in this work vests in the University of Pretoria. No part of this work may be reproduced or transmitted in any form or by any means, without the prior written permission of the University of Pretoria.
description Mini Dissertation (LLM)--University of Pretoria, 2018.
format Thesis
id oai:repository.up.ac.za:2263/70074
institution University of Pretoria (South Africa)
language English
last_indexed 2026-06-10T12:38:56.612Z
license_str Other — see source repository
provenance_str_mv Harvested via OAI-PMH from UPSpace — University of Pretoria Institutional Repository
publishDate 2019
publishDateRange 2019
publishDateSort 2019
publisher University of Pretoria
publisherStr University of Pretoria
record_format dspace
source_str UPSpace — University of Pretoria Institutional Repository
spelling oai:repository.up.ac.za:2263/70074 Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading. Botha, Monray Marsellus u17370923@tuks.co.za De Wet, Philippus Rudolph UCTD Mini Dissertation (LLM)--University of Pretoria, 2018. The purpose of this dissertation is to consider the need and justification for the incorporation of a Corporate Leniency Policy, or similar leniency policy, for transgressors of insider trading to self-report under the Financial Sector Regulations Act No. 9 of 2017 in an attempt to obtain immunity from prosecution for insider trading. Mercantile Law LLM Unrestricted 2019-06-02T11:40:00Z 2019-06-02T11:40:00Z 2019/04/04 2018 Mini Dissertation De Wet, PR 2018, Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading., LLM Mini Dissertation, University of Pretoria, Pretoria, viewed yymmdd <http://hdl.handle.net/2263/70074> A2019 http://hdl.handle.net/2263/70074 en © 2019 University of Pretoria. All rights reserved. The copyright in this work vests in the University of Pretoria. No part of this work may be reproduced or transmitted in any form or by any means, without the prior written permission of the University of Pretoria. application/pdf University of Pretoria
spellingShingle UCTD
Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading.
title Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading.
title_full Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading.
title_fullStr Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading.
title_full_unstemmed Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading.
title_short Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading.
title_sort incorporation of a corporate leniency policy clp under the financial markets act fma as a means to limiting insider trading
topic UCTD
url http://hdl.handle.net/2263/70074